RegTech (Classroom & Asynchronous e-learning)

Offered by School of Business & Accountancy

Short Course / 1 day / TGS-2023018010

Note: Please note that all applications for short courses from Sep 2023 will be done via STEP. Use your Singpass to activate your STEP account. Click on the apply button to proceed to STEP. To receive an alert about the future runs for this course, please click on the INDICATE INTEREST button. Thank you.
Course Information
Learning Outcomes
Course Schedule
Trainer Profile
Course Fees

Course Information

Financial institutions must comply with a multitude of regulatory requirements and meet a plethora of regulatory obligations. To cope with the management, execution and oversight of all these obligations, financial institutions increasingly utilise regulatory technology, so-called “RegTech”.

In this course, you obtain an overview of the obligations different financial institutions must meet and explore RegTech solutions that are applied to facilitate specific tasks and how they can interact to facilitate processes, enhance outcomes and monitor the status of compliance. In addition, we examine what requirements RegTech solutions should meet and how you can evaluate them.

In collaboration with SFA:

Learning Outcomes

At the end of the course, participants will be able to:

– Learn about the different licences required to provide financial services.
– Be aware of the regulatory framework for Financial Technologies in Singapore and the concept of cross-border compliance.
– Learn about how financial institutions leverage RegTech solutions to facilitate due diligence.
– Explore different tasks where RegTech solutions are employed and how they can be connected to enhance efficiency and effectiveness and lead to better outcomes for the financial institution.
– Examine the requirements RegTech solutions must meet for their use by financial institutions and how to evaluate them



Run 1

Course Date: 19 Mar 2024
Application Period: 25 Jan – 03 Mar 2024
Duration: 1 day
Time: 9am to 6pm
Delivery Mode: Classroom and self-paced e-learning
Venue: 80 Robinson Road #08-01

Ngee Ann Polytechnic reserves the right to reschedule / cancel any programme, modify the fees and amend information without prior notice.


Trainer's Profile

Rolf Haudenschild

Rolf Haudenschild is the co-founder of Ingenia Consultants Pte. Ltd. where he is supporting small and medium-sized financial institutions in their compliance and executes internal audits, providing practical, client-focused advice since 2012. Prior to starting his own consultancy, Rolf initially worked as a lawyer in corporate governance for a leading international banking group before joining the financial regulator on the enforcement and drafting of policies.
Rolf is a recognized expert in compliance in wealth management, namely for external asset managers. He constantly remains at the forefront of developments working with several fintech companies, including virtual asset service providers, and exploring regtech.

Kock Wai Mun, FRM, CA(Singapore)

Wai Mun is a Senior Lecturer at Ngee Ann Polytechnic (NP), School of Business & Accountancy where he specialises in teaching financial risk, compliance, statistics and mathematics. Apart from teaching, he is also active in curating learning content and publishing article for professionals in the finance sector with clients from banks and professional bodies. Prior to joining NP, he worked in Operational Risk function of a leading global investment bank.

He is a strong advocate of lifelong learning through workplace learning and has contributed to the development of the skills framework for financial services. He has also presented on public forums on topics ranging from risk management, compliance, FinTech and lifelong learning.


A Certificate of Completion will be awarded to learner who achieve at least 75% attendance and pass all required assessment(s).

A Certificate of Attendance will be awarded to learner who meet the 75% attendance requirement.


Course Fees

Funding period for this course is from 13 Jan 2023 to 30 Sep 2024.

SkillsFuture Credit
All Singaporeans aged 25 and above can use their $500 SkillsFuture Credit from the government to pay for a wide range of approved skills-related courses. Visit the SkillsFuture Credit website to choose from the courses available on the Training Exchange course directory.

Enhanced training support for SMEs
For enhanced training support for SMEs, enter SME in the promo code during course application.

Long Term Visit Pass Plus (LTVP+) holders, please furnish the following documents to the course administrator to qualify for SSG funding:
Self-sponsored learner (**LTVP+): Copy of your green visit pass card, with the word ‘PLUS’ on the back of the card.
Co-sponsored learner (##LTVP+): Copy of valid and current Letter of Consent (LOC) from MOM

GST Increment in 2024
Please note that the GST rate will be revised to 9% with effect from 1 Jan 2024. As such any payable course fees will be subjected to the new GST rate adjustments in 2024. Please refer to our STEP portal for the updated fees. (Click on STEP)


  • The fees below are determined based on prevailing funding policies and subject to review and revision.
  • Please refer to our FAQs for more information.

Ngee Ann Polytechnic reserves the right to reschedule/cancel any programme, modify the fees and amend information without prior notice.


Applicants / Eligibility Fees
Full course fee$610.40
SkillsFuture Baseline Funding for SPR/LTVP+$183.12
SkillsFuture Baseline Funding for Singapore Citizen Aged Below 40$183.12
SkillsFuture Mid-Career Enhanced Subsidy for Singapore Citizen aged 40 and above$71.12
Enhanced Training Support for SMEs for Singapore Citizen$71.12
Enhanced Training Support for SMEs - SPR & LTVP+$71.12